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Arbitration – FINRA Rule – 1994 Contract – Nonexistent Organizations (access required)

Assuming plaintiff was a registrant with the Financial Industry Regulatory Authority (FINRA), FINRA Rule 13200(A) required plaintiff to submit to arbitration any business-related disputes between himself and FINRA members like defendants. Nevertheless, Rule 13200(A) is not enforced against plaintiff because defendants failed to produce an arbitration agreement between them and plaintiff. We affirm the circuit court’s ...

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